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SEP 27, 2013 - Yahoo! News

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CFTC fines Vision Financial for second time this week

By Tom Polansek CHICAGO (Reuters) - The U.S. Commodity Futures Trading Commission fined Vision Financial Markets $525,000 on Friday for illegally commingling customer money with company funds. It was the second penalty this week against the broker, which raised its profile in the futures industry last year by absorbing the accounts of former customers of bankrupt brokerage Peregrine Financial Group. David Stein, Vision's general counsel, could not be reached for comment. The firm agreed to settle with the CFTC in both instances without admitting or denying wrongdoing. ...

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